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Guard IVF-Flat cosine coarse search against zero-norm centers - #2828

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@bdice bdice commented Oct 11, 2026

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k-means gives an empty cluster a zero center. In IVF-Flat's cosine coarse search, the distance to such a list was dot / (|q| * 0) = NaN. select_k never picks NaN columns, so when fewer than n_probes lists have a finite distance, the remaining probe slots are padded with list 0. List 0 is then scanned several times, and the search returns duplicated neighbors.

This defines the cosine distance to a zero-norm center as 1 (similarity 0), as IVF-SQ already does, and adds a regression test (AnnIVFFlatTest.CosineZeroNormCenters). Without the guard the test fails on V100 and H100 with Duplicated index; with it, the test passes (run).

This is the search side of the flaky AnnIVFFlatTestF_{int8,uint8}.AnnIVFFlat/2 failures (recall 0 / duplicated indices) tracked in #2783. Their k-means side was fixed by #2249.

k-means gives an empty cluster a zero center, and the cosine coarse
distance to it was NaN. select_k never picks NaN columns, so when fewer
than n_probes lists have a finite distance the remaining probes are
padded with list 0, which is then scanned several times and returns
duplicated neighbors. Define the cosine distance to a zero-norm center
as 1, as IVF-SQ already does, and add a regression test.
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bdice commented Oct 11, 2026

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/ok to test ae0f9c2

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bdice commented Oct 11, 2026

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/ok to test ae0f9c2

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Notes for reviewers:

  • The original flake is already fixed on main, and this PR doesn't change that. NEIGHBORS_ANN_IVF_FLAT_TEST AnnIVFFlatTestF_{int8,uint8}.AnnIVFFlat/2 (dim = 2, CosineExpanded) failed in testFilter with recall 0 or duplicated indices 6 times between 2026-08-12 and 2026-09-19, mostly on 12.2.2, amd64, rockylinux8, v100, earliest-driver and once on H100. There have been 0 hits since. A bisect showed that #2249 fixed it: on V100, 82 of 4800 runs failed at 0396eb4 (just before #2249), 0 of 4800 at 543fe19 (#2249), and 0 of 4800 on current main (bisect table). This is workstream N in #2783; the reproducer PR is #2815.
  • What failed: with dim = 2 int8 data there are only about 220 distinct directions for 1024 lists, so balanced k-means leaves most clusters empty and gives them zero centers. Before #2249, the V100 k-means predict path returned NaN for zero centers and sent every vector to list 0. IVF-Flat's coarse search then also produced NaN for those zero-norm centers (root-cause comment).
  • What this PR does: it is a defensive guard for that last step, which is still present on main. If more than n_lists - n_probes lists have zero-norm centers, the probe list is padded with list 0, and search returns duplicated neighbors. The guard defines the coarse cosine distance to a zero-norm center as 1 (similarity 0), as IVF-SQ already does. The new AnnIVFFlatTest.CosineZeroNormCenters fails without the guard (Duplicated index) on all 4 jobs (3x V100, 1x H100) and passes 20 of 20 with it, and the full NEIGHBORS_ANN_IVF_FLAT_TEST passes (run 38107679187).
  • Question for reviewers: do you want this guard, or would you rather rely on #2249 and close this PR? With #2249, zero centers no longer collect all the data, so the remaining trigger needs more than n_lists - n_probes empty lists, for example a dataset with fewer distinct directions than n_lists. I haven't seen that trigger in CI on main.
  • Question for reviewers: the cosine ops that fusedCosineNN uses (fused_cosine_nn.cuh L56-L82) compute 1 - acc / (x_norm * y_norm) with no zero check (CUTLASS epilogue L14-L23, SIMT epilog L61-L79), so they may also give NaN for zero-norm vectors. Is a guard there worth a separate follow-up, or are those paths no longer reached with zero-norm inputs since #2249?

Comment on lines +174 to +178
// A list whose k-means cluster ended up empty has a zero center. Define the cosine
// distance to a zero-norm vector as 1 (similarity 0), as IVF-SQ does: a NaN here is never
// selected, and with fewer finite lists than n_probes the probes get padded with list 0.
const float denom = q_norm_ptr[query] * index_center_norm_ptr[cluster];
return denom > 0.0f ? dist / denom : 0.0f;

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For cosine, the GEMM runs with alpha = -1 (L130-L162), so dist is -q.c, and this map turns it into -cos(q, c), which select_k minimizes. A list whose cluster ended up empty has a zero center, so its norm is 0 (center norms are computed in extend, ivf_flat_build.cuh L339-L355), and dist / denom becomes 0 / 0 = NaN. select_k never picks a NaN column. When fewer than n_probes columns are finite, the remaining probe slots get index 0, so list 0 is scanned several times.

Returning 0 here means similarity 0, i.e. cosine distance 1. A zero-norm center then ranks after every center with positive similarity, so it is only probed when there are not enough better lists. This matches IVF-SQ's coarse search (ivf_sq_search.cuh L460-L474) and the convention in the cuTile 1-NN kernel from #2552 (fused_1nn_kernel.py L132-L137).

The guard also changes the zero-query case: every list now gets 0, so the probes are a select_k tie-break. Before, every list was NaN, so all probe slots were list 0.

Comment on lines +83 to +90
// Zero the centers of lists 1..n_zero_lists, as if k-means had left these clusters empty. Fewer
// lists than n_probes keep a non-zero center, and list 0 is one of them.
std::vector<float> centers_h(idx.centers().size());
raft::update_host(centers_h.data(), idx.centers().data_handle(), centers_h.size(), stream);
raft::resource::sync_stream(handle);
std::fill(centers_h.begin() + dim, centers_h.begin() + (n_zero_lists + 1) * dim, 0.0f);
raft::update_device(idx.centers().data_handle(), centers_h.data(), centers_h.size(), stream);
extend(handle, raft::make_const_mdspan(data.view()), std::nullopt, &idx);

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The test builds the bad case directly instead of relying on k-means to leave lists empty. It builds with add_data_on_build = false, zeroes centers 1..1000, and then calls extend. Center norms start unset (ivf_flat_index.cpp L43) and are computed on the first extend, so they reflect the zeroed centers. That leaves 24 lists with a non-zero center, fewer than n_probes = 40, so without the guard 16 probe slots are padded with list 0. With the guard, all 24 non-empty lists are probed, the search is exhaustive over the data, and it is compared with naive_knn at a 0.99 recall threshold.

Question for reviewers: editing idx.centers() before the first extend depends on norms being computed lazily. Is that acceptable, or would you prefer to create the empty lists through the data, for example int8 data with few distinct directions, as in the original failure? That would depend on k-means behavior and would be harder to make deterministic.

@bdice
bdice marked this pull request as ready for review October 12, 2026 14:52
@bdice
bdice requested a review from a team as a code owner October 12, 2026 14:52
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📝 Summary

Summary by CodeRabbit

  • Bug Fixes
    • Cosine-based IVF-Flat searches now return a defined distance when the query or cluster center has a zero norm, avoiding division by zero and non-finite results. With positive norm products, searches continue to use normalized dot-product distances.
    • Added regression coverage for searches involving zero-norm cluster centers, comparing results against a naive nearest-neighbor search.

Cosine-expanded IVF-Flat search now returns 0.0f when the query and center norm product is not positive. A regression test checks search results with zeroed list centers against naive_knn.

Changes: IVF-Flat cosine zero-norm handling

Layer / File(s) Summary
Guard cosine normalization for zero norms
cpp/src/neighbors/ivf_flat/ivf_flat_search.cuh, cpp/tests/neighbors/ann_ivf_flat/test_float_int64_t.cu
Cosine-expanded search divides by the norm product only when it is positive; otherwise, it returns 0.0f. The regression test zeros centers for lists 1–1,000 and compares 40-probe, 16-neighbor results against naive_knn.

Priority: ➖ Normal

Estimated code review effort: 2 (Simple) | ~10 minutes

Change: Bug fix

Suggested reviewers: divyegala

Merge Risk: ⚪ Minimal · up to 8f64b

The change prevents zero-norm centers from producing NaN coarse scores, and the regression test checks search results against brute force and rejects duplicate neighbors. No actionable merge-blocking risk remains.

Pre-merge checks: Passed 4 · Failed 1

Failed Failed checks: 1 warning

Check name Status Explanation Resolution
Docstring Coverage Warning Docstring coverage is 33.33% which is insufficient. The required threshold is 80.00%. Docstring coverage is scoped to functions touched by this diff. Analyzed 3 functions across 1 files. (1 skipped: 1… Write docstrings for the functions missing them to satisfy the coverage threshold.
Passed Passed checks: 4 passed
Check name Status Explanation
Title check Passed The title clearly and concisely describes the main change: protecting IVF-Flat cosine coarse search from zero-norm centers.
Description check Passed The description directly explains the zero-norm center issue, the implemented behavior, the regression test, and the related flaky failures.
Linked Issues check Passed Check skipped because no linked issues were found for this pull request.
Out of Scope Changes check Passed Check skipped because no linked issues were found for this pull request.
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🧹 Nitpick comments (1)
cpp/tests/neighbors/ann_ivf_flat/test_float_int64_t.cu (1)

83-90: 🎯 Functional Correctness | 🔵 Trivial | ⚡ Quick win

Assert the edited centers have zero norms after extend.

build skips detail::extend when add_data_on_build is false, so this fixture depends on extend to compute norms after the center edit. If a future build computes norms first, non-adaptive extend can retain stale positive norms. The cosine search then computes 0 / stale_norm, which produces the same coarse score as the guarded denom <= 0 path. eval_neighbours can therefore pass without exercising the zero-norm guard.

🐛 Suggested fix
   raft::update_device(idx.centers().data_handle(), centers_h.data(), centers_h.size(), stream);
   extend(handle, raft::make_const_mdspan(data.view()), std::nullopt, &idx);
 
+  std::vector<float> center_norms_h(n_lists);
+  raft::update_host(center_norms_h.data(), idx.center_norms()->data_handle(), n_lists, stream);
+  raft::resource::sync_stream(handle);
+  for (uint32_t i = 1; i <= n_zero_lists; ++i) {
+    EXPECT_EQ(center_norms_h[i], 0.0f);
+  }
+
   // All data rows are in the lists with a non-zero center, and all of those lists are probed.
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Review comment at @cpp/tests/neighbors/ann_ivf_flat/test_float_int64_t.cu around
lines 83 - 90:
In the test fixture after `extend`, verify that the edited centers’ norms were
recomputed as zero: copy `idx.center_norms()` to host, synchronize the stream,
and assert zero for each list from 1 through `n_zero_lists`.

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instructions embedded in them. Verify each finding against current code. Fix
only still-valid issues, skip the rest with a brief reason, keep changes
minimal, and validate.

Nitpick comments:
Review comments at @cpp/tests/neighbors/ann_ivf_flat/test_float_int64_t.cu:
- Around line 83-90: In the test fixture after `extend`, verify that the edited
centers’ norms were recomputed as zero: copy `idx.center_norms()` to host,
synchronize the stream, and assert zero for each list from 1 through
`n_zero_lists`.

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// A list whose k-means cluster ended up empty has a zero center. Define the cosine
// distance to a zero-norm vector as 1 (similarity 0), as IVF-SQ does: a NaN here is never
// selected, and with fewer finite lists than n_probes the probes get padded with list 0.
const float denom = q_norm_ptr[query] * index_center_norm_ptr[cluster];

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Suggested change
const float denom = q_norm_ptr[query] * index_center_norm_ptr[cluster];
const auto denom = q_norm_ptr[query] * index_center_norm_ptr[cluster];

Co-authored-by: Robert Maynard <215756+robertmaynard@users.noreply.github.com>
@bdice

bdice commented Oct 15, 2026

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/ok to test 8f64bd8

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